LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Of its latest legal clash ...

And it could be a big one, said one industry executive. “It looks like LPL is getting ready for a large buy,” said the executive, who spoke privately to InvestmentNews about the matter. “It’s moving ...

Prudential Financial and LPL are deepening their collaboration with a new offering to broaden access to protected retirement solutions for financial advisors. In a statement Monday, Prudential ...

Commonwealth Financial Network's approaching acquisition by LPL Financial isn't deterring new recruits, as evidenced by its addition of yet another substantial advisory practice. Patrick Funke & ...

A group of advisors say they have been unfairly caught up in a legal battle between LPL Financial and Ameriprise Financial, their current and former firms. For nearly a year, two of the largest wealth ...

The LPL is looking to shake things up with a new format for its Summer Split. It looks like the LPL will be introducing a format change for its Summer Split later in the year that also includes a ...

Raymond James Financial scooped up three advisor teams that previously oversaw more than $780 million in combined assets, according to company announcements this week. All three teams were previously ...

One development emerging from LPL Financial’s $2.7 billion acquisition of Commonwealth Financial Network is that a significant number of Commonwealth reps are opting to drop their securities license ...