Fintech companies are rapidly growing, offering various services that blend finance and technology. These companies range from those providing financial services enabled by technology—like those ...

Independent Insurance Agents & Brokers of America (the Big “I”) has released a new mergers and acquisitions handbook aimed at ...

Buying errors and omission (E&O) insurance for a registered investment advisory practice is something that has many advisors scratching their heads in confusion. At ...

Errors and omissions can be costly. Not just for lawyers, architects and consultants, but for RIAs too. That’s why RIAs should carry Errors and Omissions (E&O) insurance, also known as professional ...

With inflation having driven up costs for registered investment advisors in the past year, finding things that have actually become less expensive is always welcome. And despite continued concerns of ...

Malpractice insurance, professional liability insurance (also called professional indemnity insurance), and errors and omissions (also called E&O insurance) are closely related. But what should you ...

This is the 16th installment in a Financial Planning series by Chief Correspondent Tobias Salinger on how to build a successful RIA. See the previous stories here, or find them by following Salinger ...