Years of Experience is the number of years an individual is registered as an investment advisor only, rather than combined years of experience as either an investment advisor or broker.

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and ...

Finra, Wall Street's self-regulator, found violations related to anti-money laundering programs, disclosures and clearing system supervision at Robinhood Securities and Robinhood Financial ...

BHUBANESWAR: Leader of Opposition Naveen Patnaik on Saturday came down heavily on the state government for its failure in addressing issues like price rise, deteriorating law and order ...

He pleaded not guilty to both. In the Finra order, Gallagher was barred from the securities industry after he refused to provide documents and information to Finra and to appear for on-the-record ...

What factors are driving the market down? Is the Trump tariff the biggest reason, or are there concerns over slowing growth and currency hitting new lows? Donald Trump's tariffs are clearly a ...

(MENAFN- IANS) Bhubaneswar, Feb 18 (IANS) Former Chief Minister and Leader of Opposition in Odisha Assembly, Naveen Patnaik on Monday said that the double engine government is going in reverse ...

Naveen Kulkarni, the chief investment officer at Axis Securities PMS, said in an interview with Moneycontrol that the Q3 FY25 earnings report met expectations, following a disappointing Q2 FY25 ...

He thanked everyone who directly and indirectly contributed to the film’s achievement. Lead actor Naveen Shankar shared his thoughts, saying, "Everyone involved in filmmaking dreams of seeing their ...

Naveen Kumar is The Washington Post's theater critic. His work has also appeared in the New York Times, Variety and them.us, and he is associate director of the National Critics Institute, the ...

Services are National Champions again after 9️⃣ years! 🏆🔥The Naveen Kumar-led side defeat Indian Railways in a thriller to win the 71st Senior Men's National Kabaddi Championship title.#Kabaddi ...