The U.S. Securities and Exchange Commission said Wednesday that Bank of America Corp.’s Merrill Lynch unit and derivatives ...

(Reuters) -French telecom operator Orange intends to delist its shares from the New York Stock Exchange (NYSE), it said on ...

A former Foot Locker executive will pay $235,714 to settle U.S. Securities and Exchange Commission insider trading charges, ...

Reuters.com is your online source for the latest news stories and current events, ensuring our readers up to date with any ...

MStudioImages/E+ via Getty Images The U.S. Securities and Exchange Commission's wide-sweeping investigation into ...

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

A Republican commissioner at the Securities and Exchange Commission (SEC) offered a searing critique of the agency’s work ...

Per the Securities and Exchange Commission, Barry Siegel shorted the sneaker and apparel brand’s stock twice, once while he ...

(Reuters) - Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve ...

The House Financial Services Committee will grill all five members of the Securities and Exchange Commission, including ...

The U.S. Securities and Exchange Commission (SEC) has awarded Casepoint a five-year contract for its cloud-based data ...

We've fallen down on our duty as a regulator, not to be precise, said Securities and Exhange Commission member Hester Peirce.