Securities Research, Inc. is a registered Broker Dealer and a member of FINRA and SIPC

· We buy and sell securities, including stocks, bonds, options, money market funds, mutual funds, exchange-traded funds (ETFs), CD's, and other publicly traded securities investments. · We do not offer discretionary accounts: we always get your approval before trading in your account.

Securities Research, Inc. has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in …

Securities Research offers various types of interest bearing investments for free cash in customer accounts. These include FDIC cash sweep programs and money markets. The FDIC cash sweep program is insured up to $2.5 million per tax ID.

Securities Research, Inc. may provide personal information to state and federal regulators as required by law, to respond to a subpoena, court order, judicial process, or regulatory request. We also provide information to service providers who help us in day-to-day operations.